Securities Act

Results: 34055



#Item
131Economy / Finance / Money / Taxation in the United States / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Institutional investors / Dividend / Cost basis / Mutual fund / Short

Mail Completed Form To: Azzad Funds C/O Mutual Shareholder Services 8000 Town Centre Dr. Ste 400 Broadview Heights, OHMake checks payable to: Azzad Funds

Add to Reading List

Source URL: www.azzadfunds.com

Language: English - Date: 2015-04-22 19:03:18
132United States securities law / Self-regulatory organizations / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Law / Business / Government / Selling away / Securities regulation in the United States

4182 Federal Register / Vol. 78, NoFriday, January 18, Notices At any time within 60 days of the filing of such proposed rule change, the

Add to Reading List

Source URL: www.batsoptions.com

Language: English - Date: 2013-01-22 16:35:43
133Law / Computer law / Uniform Electronic Transactions Act / Food and Drug Administration / Electronic signature / Consumer protection / Anti-circumvention / Securities Act / Radiation Control for Health and Safety Act / Electronic Signatures in Global and National Commerce Act

SOne Hundred Sixth Congress of the United States of America AT T H E S E C O N D S E S S I O N

Add to Reading List

Source URL: magnushealth.com

Language: English - Date: 2014-02-05 10:46:04
134United States civil procedure / Law / Pleading / Bell Atlantic Corp. v. Twombly / Ashcroft v. Iqbal / Patent infringement / Federal Rules of Civil Procedure / Lawsuit / Plaintiff / Private Securities Litigation Reform Act / Conley v. Gibson

Microsoft Word - EXHIBIT H.doc

Add to Reading List

Source URL: www.aviationpartners.com

Language: English - Date: 2012-01-25 21:17:53
135U.S. Securities and Exchange Commission / Finance / United States securities law / Money / Stock market / Economy / Regulation D / Securities Act / Underwriting / Security / Regulation A / Draft:Risk Transfer Guaranty Bond

(For Crowdfunding Offerings to be Conducted In-State) INVEST MISSISSIPPI CROWDFUNDING FORM (Exact name of issuer as set forth in the organizational documents) (Insert the names of any DBAs, if applicable)

Add to Reading List

Source URL: www.sos.ms.gov

Language: English - Date: 2016-05-31 15:00:51
136Economy / Finance / Money / Institutional investors / Corporate crime / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Insurance / Financial adviser

SEC Action Against Private Fund Adviser Highlights Importance of Proper Expense Apportionment Client Alert November 6, 2015 On November 5, 2015, the Securities and Exchange Commission (SEC) announced that it had reached

Add to Reading List

Source URL: www.womensprivateequitysummit.com

Language: English - Date: 2016-02-09 09:34:23
137Business / Corporate governance / Auditing / Professional studies / Committees / Corporate law / Economy / Audit committee / Regulation S-K / U.S. Securities and Exchange Commission / SarbanesOxley Act / Board of directors

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

Add to Reading List

Source URL: www.mediageneral.com

Language: English - Date: 2016-05-06 13:23:57
138Accounting / Professional studies / Financial accounting / Financial statements / Corporate finance / Mergers and acquisitions / Shareholders / Balance sheet / Retained earnings / Consolidation / Consolidated financial statement / Equity

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q (Mark one) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Add to Reading List

Source URL: www1.snapon.com

Language: English - Date: 2016-04-21 06:37:29
139Finance / Economy / Money / U.S. Securities and Exchange Commission / United States securities law / Stock market / Regulation D / Private placement / Securities Act / Security / Prospectus / Financial Industry Regulatory Authority

Microsoft Word - PRIVATE PLACEMENT OVERVIEW.doc

Add to Reading List

Source URL: www.infocentre.biz

Language: English - Date: 2011-07-27 14:59:39
140Economy / Finance / Money / U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / Broker-dealer

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-24 16:47:55
UPDATE